Form D & Blue Sky Tracker
Federal Form D deadlines, state notice filings, amendment triggers and the renewal calendar for a fund offering.
Install it in one line — paste a single command into Claude, ChatGPT or Cursor and it writes the skill into your project.
Free, and about thirty seconds: a work email and a six-digit code.
Downloading shares your name, firm, role, and email with Raiseli. That introduction is what keeps every skill here free.
What this skill does
Builds the Form D and state blue sky filing plan for a private mortgage fund offering — the federal deadline, which states you owe a notice filing in, what each one costs, what triggers an amendment, and when every renewal comes due.
What it does
- Works out the federal exemption position and the date of first sale that starts the clock
- Determines nexus state by state from where your investors actually are
- Builds a filing matrix: state, trigger date, deadline, fee, method, status, owner
- Produces a calendar covering the federal amendment anniversary and every state renewal
- Logs the exceptions — anywhere nexus is uncertain or a deadline has already passed — and flags them for counsel
When to use it
- A new fund offering is about to take its first investor dollar
- An existing fund is admitting investors in a state it has not filed in before
- Annual renewal season for state notice filings
- You are converting an offering between Rule 506(b) and 506(c)
- Diligence: reconstructing whether past filings were made correctly
What to have ready
- Offering basics — fund name, security type, aggregate amount, minimum investment, and whether the offering is one-time or continuous
- Which federal exemption the offering relies on
- The date of first sale — the earlier of first funds received or first irrevocable commitment
- Investor geography: state of residence for individuals, principal place of business for entities
How to use it
- Download it with the button above. You'll sign in with a work email — that's how the creator knows who is using their skill.
- Copy the install prompt from the "Run it in Claude" box, and paste it into Claude along with the file. Claude installs the skill, fills in your firm's details where the file has
[BRACKETED]placeholders, and runs a quick test with you. - Then just ask in plain English. Claude picks the skill up on its own when a request matches it. Anything it still needs, it asks you for — it won't invent a number.
"Build the Form D and blue sky plan for our evergreen mortgage fund. First sale was March 3; investors are in TX, CA, and AZ."
What you get back
A filing plan memo with the exemption and nexus reasoning, a state filing matrix, a renewal calendar, and an exception log for counsel.
Good to know
- Output quality tracks input quality. A missing figure is flagged as missing — it is never estimated to fill a gap.
- Every draft is a starting point for your own review, not a finished decision.
- Runs anywhere Claude does: the Claude app, Claude Desktop, or Claude Code.
Source & credit
Adapted from blue-sky-filings and form-d-notice in the CaseMark skills library (github.com/CaseMark/skills), © CaseMark, Apache-2.0. Modified by The Helvetica Group: scoped to private mortgage and debt funds, with emphasis on continuous (evergreen) offerings and the annual amendment obligation they carry. Rules current as of July 2026 — re-verify before relying on any deadline.
Legal disclaimer
This skill drafts; it does not decide. Its output is not legal, tax, accounting, appraisal, or investment advice, and using it creates no attorney-client, fiduciary, or advisory relationship. Nothing it produces is a commitment to lend or an offer to sell a security. Verify every number, date, citation, and conclusion against the source documents, and have a qualified professional licensed in the relevant jurisdiction review the work before you rely on it or send it to a borrower, investor, counterparty, or regulator. Laws, rates, and market data change. The final work product is yours.
Inside this skill
The actual file you get. Members can read it in full before saving it.
Source & license. Adapted from
blue-sky-filingsandform-d-noticein the CaseMark skills library (github.com/CaseMark/skills), © CaseMark, licensed Apache-2.0. Modified by The Helvetica Group: scoped to private mortgage / debt funds, with emphasis on continuous (evergreen) offerings and the annual amendment obligation they carry.Not legal advice. Securities filing is a bar-licensed activity. This skill prepares the analysis and the calendar; fund counsel must review before anything is filed.
Rules current as of July 2026. Re-verify before relying on any deadline or threshold.
Form D & Blue Sky Filing Tracker
Missed state notice filings are one of the most common sources of post-closing exposure for a private fund, because they can create rescission rights — an investor's right to demand their money back — that surface years later in a dispute. This skill produces the filing plan that prevents the gap.
When to use
- A new fund offering is about to take its first investor dollar
- An existing fund is admitting investors in a state it has not filed in before
- Annual renewal season for state notice filings
- Converting an offering from Rule 506(b) to 506(c), or the reverse
- Diligence: reconstructing whether past filings were made correctly
Inputs to gather
- Offering basics — fund name, security type (LLC units / LP interests), aggregate offering amount, minimum investment, and whether the offering is one-time or continuous
- Federal exemption relied on — Rule 506(b), 506(c), 504, or Section 4(a)(2) [VERIFY with counsel; the choice drives everything downstream]
- Date of first sale — the earlier of when the fund first received investment funds or an investor first became irrevocably committed. This starts the federal clock.
- Investor geography — state of residence for individuals, principal place of business for entities, plus every state where the offering was offered even if no sale resulted
- Intermediaries — any broker-dealer, placement agent or finder, and their state registration status
- Prior filings — existing Form D accession number, prior state filings, and renewal dates
Workflow
- Confirm the federal exemption and its consequences
- 506(b): no general solicitation; up to 35 non-accredited sophisticated investors
Reading the full skill counts as a download. The contributor receives your name, company, and email.
Ratings & reviews
No written reviews yet. If you run this on a live file, say how it went. The next lender reading this page is deciding whether to trust it.
Examination record
Run it in Claude
- Copy the install command above
- Paste it into Claude, ChatGPT or Cursor
- It writes the skill in, fills in your firm’s details, and test-runs it with you
Prefer the file? The prompt above is for a package you already downloaded.
Details
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